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and services.
WEDBUSH CLEARING SERVICES Internationally recognized clearing leader for over 35 years. We specialize in providing custom execution, clearing, and custody solutions to full service and independent broker dealers, advisors, underwriting firms, professional traders, market makers, and proprietary trading broker dealers. FINANCIAL STATEMENTS Strong, Secure Operations. At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completelysecure.
HEALTHCARE GROUP
Wedbush PacGrow has focused on servicing the financial needs of public and private healthcare companies for over 25 years. The group specializes in numerous segments of the healthcare industry and companies at all stages of development, including:WEDBUSH SECURITIES
NEW YORK - WEDBUSH SECURITIES Find an advisor in the New York Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals. ADVISORS - WEDBUSH SECURITIES Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safetyLAKE OSWEGO
Find an advisor in the Lake Oswego Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals. WEDBUSH'S BEST IDEAS LIST IS FEATURED AS TOP PICKS FOR Our website uses cookies to improve the performance of our site, to analyze the traffic to our site, and to personalize your experience ofthe site.
WEDBUSH SECURITIES
WEALTH MANAGEMENT AND CAPITAL MARKETS SPECIALISTSLOGINWEALTH MANAGEMENTCAPITAL MARKETSCLEARING & EXECUTIONFOR ADVISORSNEWS & VIEWS We are committed to helping clients achieve their financial goals through entrepreneurial, industry-leading investment ideas, productsand services.
WEDBUSH CLEARING SERVICES Internationally recognized clearing leader for over 35 years. We specialize in providing custom execution, clearing, and custody solutions to full service and independent broker dealers, advisors, underwriting firms, professional traders, market makers, and proprietary trading broker dealers. FINANCIAL STATEMENTS Strong, Secure Operations. At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completelysecure.
HEALTHCARE GROUP
Wedbush PacGrow has focused on servicing the financial needs of public and private healthcare companies for over 25 years. The group specializes in numerous segments of the healthcare industry and companies at all stages of development, including:WEDBUSH SECURITIES
NEW YORK - WEDBUSH SECURITIES Find an advisor in the New York Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals. ADVISORS - WEDBUSH SECURITIES Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safetyLAKE OSWEGO
Find an advisor in the Lake Oswego Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals. WEDBUSH'S BEST IDEAS LIST IS FEATURED AS TOP PICKS FOR Our website uses cookies to improve the performance of our site, to analyze the traffic to our site, and to personalize your experience ofthe site.
WEDBUSH SECURITIES
FINANCIAL STATEMENTS Strong, Secure Operations. At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completelysecure.
W I N J A M M E R F I L I N G INITIAL End Date:6/9/2021 Firm Name:WEDBUSH SECURITIES INC Form:Daily Seg - FOCUS II Submit Date:6/10/2021 Daily Segregation - Cover Page Name of Company WEDBUSH SECURITIES INC Contact Name Kevin Wirth Contact Phone Number 312-784-0475 Contact Email Address kevin.wirth@wedbush.com FCM’s Customer Segregated Funds Residual Interest Target (choose one): ADVISORS - WEDBUSH SECURITIES Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safetyNEWS ARCHIVES
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NEW YORK - WEDBUSH SECURITIES Find an advisor in the New York Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals.NEWS & VIEWS
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GROWING INVESTMENT TREND: ESG Environmental, Social, and Governance (“ESG”), also known as socially responsible investing, has been a growing investment categorythe past few years.
STATEMENT OF FINANCIAL CONDITION (UNAUDITED) WEDBUSH Wedbush Securities Inc. Notes to Statement of Financial Condition December 31, 2020 4 (1) Organization Wedbush Securities Inc. (the Company) is an investment firm headquartered in MARC LEWIS - WEDBUSH SECURITIES Marc Lewis Managing Director, Technology Investment Banking. Marc Lewis is Managing Director of TMT Investment Banking at Wedbush Securities in San Francisco.KEVIN MERRITT
Kevin Merritt Managing Director, Director of Equity Research. Kevin Merritt oversees the firm’s award-winning Equity Research team as the Managing Director, Director of Equity Research. WEALTH MANAGEMENT AND CAPITAL MARKETS SPECIALISTSLOGINWEALTH MANAGEMENTCAPITAL MARKETSCLEARING & EXECUTIONFOR ADVISORSNEWS & VIEWS Form CRS Relationship Summary provides investors with information about the nature of their relationship with their Wedbush Securities’ investment professionals including an overview of the firm’s services, including information on certain fees and conflicts of interests, and other relevant information. To view Form CRS, clickhere.
FINANCIAL STATEMENTS At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completely secure. When it comes to business continuity and financial stability, Wedbush is rock solid. We’ve been around since 1955, and we just keep getting stronger. CAREER OPPORTUNITIES Career Opportunities. ADVANCE YOUR CAREER. INVEST IN YOUR FUTURE. Wedbush Securities is one of the largest full-service securities firms in the nation, and we are growing stronger every year. A key component to our success is our team of colleagues who make it their business to provide the most personalized service to our clients.HEALTHCARE GROUP
HEALTHCARE GROUP. Wedbush PacGrow has focused on servicing the financial needs of public and private healthcare companies for over 25 years. The group specializes in numerous segments of the healthcare industry and companies at all stages of development, including: We have a full spectrum of capabilities, including public equity, PIPEs,ATMs
WEDBUSH CLEARING SERVICES Internationally recognized clearing leader for over 35 years. We specialize in providing custom execution, clearing, and custody solutions to full service and independent broker dealers, advisors, underwriting firms, professional traders, market makers, and proprietary trading broker dealers. As a leading provider of clearingservices for over
ADVISORS - WEDBUSH SECURITIESSEE MORE ON WEDBUSH.COMDANIEL MORSE MD ENTMORSE GROUP WITHE MORSETHE MORSE GROUPTHE MORSE GROUP LLCPALM DESERT
74-040 Highway 111. Suite C. Palm Desert, CA, 92260. Office: (760) 834-3290. Toll Free: (800) 815-4108. Fax: (760) 834-3251. Find an advisor in the Palm Desert Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of thestrategies
LOS ANGELES
1000 Wilshire BoulevardLos Angeles, CA, 90017. Office: (213) 688-8000. Find an advisor in the Los Angeles Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals.WEDBUSH SECURITIES
WEDBUSH'S BEST IDEAS LIST IS FEATURED AS TOP PICKS FORGARY WEDBUSHWEDBUSH CLIENTLINKWEDBUSH MORGAN SECURITIESWEDBUSH REVIEWS Contact Wedbush Public Relations at (213) 688-8057 or at publicrelations@wedbush.com. WEALTH MANAGEMENT AND CAPITAL MARKETS SPECIALISTSLOGINWEALTH MANAGEMENTCAPITAL MARKETSCLEARING & EXECUTIONFOR ADVISORSNEWS & VIEWS Form CRS Relationship Summary provides investors with information about the nature of their relationship with their Wedbush Securities’ investment professionals including an overview of the firm’s services, including information on certain fees and conflicts of interests, and other relevant information. To view Form CRS, clickhere.
FINANCIAL STATEMENTS At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completely secure. When it comes to business continuity and financial stability, Wedbush is rock solid. We’ve been around since 1955, and we just keep getting stronger. CAREER OPPORTUNITIES Career Opportunities. ADVANCE YOUR CAREER. INVEST IN YOUR FUTURE. Wedbush Securities is one of the largest full-service securities firms in the nation, and we are growing stronger every year. A key component to our success is our team of colleagues who make it their business to provide the most personalized service to our clients.HEALTHCARE GROUP
HEALTHCARE GROUP. Wedbush PacGrow has focused on servicing the financial needs of public and private healthcare companies for over 25 years. The group specializes in numerous segments of the healthcare industry and companies at all stages of development, including: We have a full spectrum of capabilities, including public equity, PIPEs,ATMs
WEDBUSH CLEARING SERVICES Internationally recognized clearing leader for over 35 years. We specialize in providing custom execution, clearing, and custody solutions to full service and independent broker dealers, advisors, underwriting firms, professional traders, market makers, and proprietary trading broker dealers. As a leading provider of clearingservices for over
ADVISORS - WEDBUSH SECURITIESSEE MORE ON WEDBUSH.COMDANIEL MORSE MD ENTMORSE GROUP WITHE MORSETHE MORSE GROUPTHE MORSE GROUP LLCPALM DESERT
74-040 Highway 111. Suite C. Palm Desert, CA, 92260. Office: (760) 834-3290. Toll Free: (800) 815-4108. Fax: (760) 834-3251. Find an advisor in the Palm Desert Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of thestrategies
LOS ANGELES
1000 Wilshire BoulevardLos Angeles, CA, 90017. Office: (213) 688-8000. Find an advisor in the Los Angeles Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve your investing goals.WEDBUSH SECURITIES
WEDBUSH'S BEST IDEAS LIST IS FEATURED AS TOP PICKS FORGARY WEDBUSHWEDBUSH CLIENTLINKWEDBUSH MORGAN SECURITIESWEDBUSH REVIEWS Contact Wedbush Public Relations at (213) 688-8057 or at publicrelations@wedbush.com. FINANCIAL STATEMENTS At Wedbush Securities, your investments are safe and sound. We have multiple checks and balances in place to ensure that our clients are protected and accounts are completely secure. When it comes to business continuity and financial stability, Wedbush is rock solid. We’ve been around since 1955, and we just keep getting stronger.NEWS & VIEWS
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NEWS ARCHIVES
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CAREER OPPORTUNITIES Career Opportunities. ADVANCE YOUR CAREER. INVEST IN YOUR FUTURE. Wedbush Securities is one of the largest full-service securities firms in the nation, and we are growing stronger every year. A key component to our success is our team of colleagues who make it their business to provide the most personalized service to our clients. QUALIFIED & NON-QUALIFIED PLANS Qualified plans, such as 401(k) plans, IRAs and profit-sharing plans, must meet the standards of the Employee Retirement Income Security Act (ERISA).Non-qualified plans are supplemental benefits on top of those provided by a company’s qualified retirement plans. They are not required to meet ERISA standards regarding eligibility, participation, documentation, and vesting.STOCKS & BONDS
Wedbush Securities Advisors can recommend an appropriate allocation mix of stocks and bonds to meet your short and long-term investment goals within the framework of your individual risk profile. Wedbush offers clients a broad range of tools and resources across a full spectrum of investment styles with varying risk and returns. 7 TIPS TO INCREASE FINANCIAL HEALTH AND OVERALL WELLNESS There’s an absolute correlation between financial wellness and physical and mental wellness; and it isn’t surprising. In life, when one variable starts to move in the right direction those changes can carry this special magnetic influence to be the catalyst affecting other tangential points. ADVISORS - WEDBUSH SECURITIES Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safetyDONALD HULTGREN
Donald Hultgren is Executive Vice President, Business Strategy and Chairman of the Board of Wedbush Securities, Inc. Don also chairs the President’s Executive Committee. With over 35 years of experience in the financial industry, Don joins Wedbush after being President of Three Part Advisors, LLC, a Texas-based, capital markets advisoryfirm.
NEWPORT BEACH
860 Newport Center DriveSuite 100Newport Beach, CA, 92660. Office: (949) 719-3200. Find an advisor in the Newport Beach Office who can assist with your financial goals. Our experienced advisors pride themselves in understanding your needs, and ensuring you have a comprehensive knowledge of the strategies used to achieve yourinvesting goals.
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EMPOWERING WOMEN IN FINANCE SUPPORTING CAREER ASPIRATIONS THROUGH THE WEDBUSH ORGANIZATION OF WOMEN (WOW)LEARN MORE
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Form CRS
Form CRS Relationship Summary provides investors with information about the nature of their relationship with their Wedbush Securities’ investment professionals including an overview of the firm’s services, including information on certain fees and conflicts of interests, and other relevant information. To view Form CRS, click here.
Regulation BI
Regulation Best Interest aims to provide retail customers with full and fair disclosure about the products and services offered by broker dealers, including relevant conflicts of interest, to allow these customers to make appropriate investment decisions pertinent to their investment goals and needs while understanding the associated risks with such decisions. To view Form Regulation Best Interest Disclosures, click here.
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