SEBI - INDIA - SECURITIES AND EXCHANGE BOARD OF INDIAVENTURE CAPITALCOMMODITY DERIVATIVESABOUT SEBIALTERNATIVE INVESTMENT FUNDS

(AIFS)

The Corporation Finance Department deals with matters relating to (i) Issuance and listing of securities, including initial and continuous listing requirements (ii) Corporate governance and accounting/auditing standards (iii) Corporate restructuring through Takeovers / buy backs

(iv) Delisting etc.

SEBI | SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | CAREERS

SEBI Grade A Recruitment Exercise 2020 - Results of Phase II online exam held on February 27, 2021 for General Stream, Legal Stream, Engineering Stream, Research Stream and Official Language Stream

SEBI LOGIN PAGE

ESTABLISHMENT OF SEBI. The Securities and Exchange Board Of India was established on 12 April,1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992 SEBI | MONITORING AND DISCLOSURES BY DEBENTURE TRUSTEE(S) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | GO AIRLINES (INDIA) LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

CHAPTER XIII

GUIDELINES FOR PREFERENTIAL ISSUES. 13.0 The preferential issue of equity shares/ Fully Convertible Debentures (FCDs) / Partly Convertible Debentures (PCDs) or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock exchange, to any select group of persons under section SEBI | TOLL FREE HELPLINE To facilitate replies to various queries of the general public on matters relating to securities market, SEBI has undertaken a new initiative and launched toll free helpline service number 1800 266 7575 or 1800 22 7575 on December 30, 2011. The toll free helpline service is available to investors from all over India and is in 8

languages viz

SEBI | REGISTERED STOCK BROKERS IN CURRENCY DERIVATIVE SEGMENT Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI - INDIA - SECURITIES AND EXCHANGE BOARD OF INDIAVENTURE CAPITALCOMMODITY DERIVATIVESABOUT SEBIALTERNATIVE INVESTMENT FUNDS

(AIFS)

The Corporation Finance Department deals with matters relating to (i) Issuance and listing of securities, including initial and continuous listing requirements (ii) Corporate governance and accounting/auditing standards (iii) Corporate restructuring through Takeovers / buy backs

(iv) Delisting etc.

SEBI | SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | CAREERS

SEBI Grade A Recruitment Exercise 2020 - Results of Phase II online exam held on February 27, 2021 for General Stream, Legal Stream, Engineering Stream, Research Stream and Official Language Stream

SEBI LOGIN PAGE

ESTABLISHMENT OF SEBI. The Securities and Exchange Board Of India was established on 12 April,1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992 SEBI | MONITORING AND DISCLOSURES BY DEBENTURE TRUSTEE(S) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | GO AIRLINES (INDIA) LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

CHAPTER XIII

GUIDELINES FOR PREFERENTIAL ISSUES. 13.0 The preferential issue of equity shares/ Fully Convertible Debentures (FCDs) / Partly Convertible Debentures (PCDs) or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock exchange, to any select group of persons under section SEBI | TOLL FREE HELPLINE To facilitate replies to various queries of the general public on matters relating to securities market, SEBI has undertaken a new initiative and launched toll free helpline service number 1800 266 7575 or 1800 22 7575 on December 30, 2011. The toll free helpline service is available to investors from all over India and is in 8

languages viz

SEBI | REGISTERED STOCK BROKERS IN CURRENCY DERIVATIVE SEGMENT Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | REGULATIONS

Securities and Exchange Board of India (Issue of Sweat Equity) Regulations, 2002 2001. SEBI (Procedure for Board Meetings) Regulations, 2001. 2001. Securities and Exchange Board of India (Employees' Service) Regulations, 2001 SEBI | BUSINESS RESPONSIBILITY AND SUSTAINABILITY Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI EASES THE KNOW YOUR CLIENT (KYC) PROCESS BY SEBI eases the Know Your Client (KYC) Process by enabling online KYC, use of Technology/ App by the registered intermediary . SEBI has from time to time, taken steps to simplify the process of KYC for investors

and intermediaries.

SEBI

Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | ORDER IN RESPECT OF COMPUTECH SHARECAP LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | INVESTOR COMPLAINTS CELL Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | NOTICE OF THE MEETING OF THE EQUITY SHAREHOLDERS Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | FINAL ORDER IN THE MATTER OF MAX INDIA RESEARCH Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | DIGGI MULTITRADE LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | WELSPUN INDIA LTD. Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SECURITIES AND EXCHANGE BOARD OF INDIA In our continuous endeavor towards educating investors and helping them make informed investments, our resources would be a great opportunity for you to learn more. Securities and Exchange Board of India (SEBI) has a new mechanism in place to improve investor grievance redressal significantly. Save time. Avoid making physical

complaints.

SEBI | SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | CAREERS

SEBI Grade A Recruitment Exercise 2020 - Results of Phase II online exam held on February 27, 2021 for General Stream, Legal Stream, Engineering Stream, Research Stream and Official Language Stream SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | GO AIRLINES (INDIA) LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto GUIDANCE NOTE FOR BUSINESS RESPONSIBILITY & … Page 1 of 33 Annexure II GUIDANCE NOTE FOR BUSINESS RESPONSIBILITY & SUSTAINABILITY REPORTING FORMAT I. GENERAL GUIDANCE 1. Inter-operability of reporting framework-Those listed entities which prepare and disclose sustainability reports (as SEBI | KRISHNA INSTITUTE OF MEDICAL SCIENCES LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | RESIGNATION OF STATUTORY AUDITORS FROM LISTED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI (DEBENTURE TRUSTEE) REGULATIONS, 1993[LAST SEBI (Debenture Trustee) Regulations, 1993 Dec 29, 1993 | Regulations SEBI | SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS SEBI (Depositories and Participants) Regulations 1996 SECURITIES AND EXCHANGE BOARD OF INDIA In our continuous endeavor towards educating investors and helping them make informed investments, our resources would be a great opportunity for you to learn more. Securities and Exchange Board of India (SEBI) has a new mechanism in place to improve investor grievance redressal significantly. Save time. Avoid making physical

complaints.

SEBI | SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | CAREERS

SEBI Grade A Recruitment Exercise 2020 - Results of Phase II online exam held on February 27, 2021 for General Stream, Legal Stream, Engineering Stream, Research Stream and Official Language Stream SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | GO AIRLINES (INDIA) LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto GUIDANCE NOTE FOR BUSINESS RESPONSIBILITY & … Page 1 of 33 Annexure II GUIDANCE NOTE FOR BUSINESS RESPONSIBILITY & SUSTAINABILITY REPORTING FORMAT I. GENERAL GUIDANCE 1. Inter-operability of reporting framework-Those listed entities which prepare and disclose sustainability reports (as SEBI | KRISHNA INSTITUTE OF MEDICAL SCIENCES LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | RESIGNATION OF STATUTORY AUDITORS FROM LISTED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI (DEBENTURE TRUSTEE) REGULATIONS, 1993[LAST SEBI (Debenture Trustee) Regulations, 1993 Dec 29, 1993 | Regulations SEBI | SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS SEBI (Depositories and Participants) Regulations 1996 SEBI | BUSINESS RESPONSIBILITY AND SUSTAINABILITY Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SELF-CERTIFIED SYNDICATE BANKS UNDER THE SYNDICATE Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | DEVYANI INTERNATIONAL LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI SEEKS PUBLIC COMMENTS ON THE CONSULTATION Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | RELAXATION IN TIMELINES FOR COMPLIANCE WITH Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | CARTRADE TECH LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | KALYAN JEWELLERS INDIA LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | GUIDELINES FOR EXECUTION OF BLOCK DEALS ON THE Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | KRISHNA INSTITUTE OF MEDICAL SCIENCES LIMITED Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI - INDIA - SECURITIES AND EXCHANGE BOARD OF INDIAVENTURE CAPITALCOMMODITY DERIVATIVESABOUT SEBIALTERNATIVE INVESTMENT FUNDS (AIFS)SECURITY EXCHANGE BOARD OF INDIASECURITIES AND EXCHANGE COMMISSIONSECURITIES AND EXCHANGE COMMISSION NIGERIAROLE OF SEBISECURITY EXCHANGE COMMISSION TWITTER The Corporation Finance Department deals with matters relating to (i) Issuance and listing of securities, including initial and continuous listing requirements (ii) Corporate governance and accounting/auditing standards (iii) Corporate restructuring through Takeovers / buy backs

(iv) Delisting etc.

SEBI | REGULATIONS

Securities and Exchange Board of India (Issue of Sweat Equity) Regulations, 2002 2001. SEBI (Procedure for Board Meetings) Regulations, 2001. 2001. Securities and Exchange Board of India (Employees' Service) Regulations, 2001 SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI LOGIN PAGESECURITIES AND EXCHANGE BOARD OF INDIA ESTABLISHMENT OF SEBI. The Securities and Exchange Board Of India was established on 12 April,1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992 SEBI | INVESTOR COMPLAINTS CELL Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

CHAPTER XIII

GUIDELINES FOR PREFERENTIAL ISSUES. 13.0 The preferential issue of equity shares/ Fully Convertible Debentures (FCDs) / Partly Convertible Debentures (PCDs) or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock exchange, to any select group of persons under section SEBI | SELF-CERTIFIED SYNDICATE BANKS UNDER THE SYNDICATEONLINE SYNDICATE BANKSYNDICATE BANK HOMESYNDICATE BANK HOME PAGESYNDICATE BANK OF INDIASYNDICATE BANK OFFICIAL SITE Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | FRAMEWORK FOR LISTING OF COMMERCIAL PAPER Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 Date. Details SEBI (Alternative Investment Funds) Regulations, 2012 . 04-Jan-2017. SEBI (Alternative Investment Funds) (Amendment) Regulations, 2016 SEBI | CYBER SECURITY & CYBER RESILIENCE FRAMEWORK FOR Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI - INDIA - SECURITIES AND EXCHANGE BOARD OF INDIAVENTURE CAPITALCOMMODITY DERIVATIVESABOUT SEBIALTERNATIVE INVESTMENT FUNDS (AIFS)SECURITY EXCHANGE BOARD OF INDIASECURITIES AND EXCHANGE COMMISSIONSECURITIES AND EXCHANGE COMMISSION NIGERIAROLE OF SEBISECURITY EXCHANGE COMMISSION TWITTER The Corporation Finance Department deals with matters relating to (i) Issuance and listing of securities, including initial and continuous listing requirements (ii) Corporate governance and accounting/auditing standards (iii) Corporate restructuring through Takeovers / buy backs

(iv) Delisting etc.

SEBI | REGULATIONS

Securities and Exchange Board of India (Issue of Sweat Equity) Regulations, 2002 2001. SEBI (Procedure for Board Meetings) Regulations, 2001. 2001. Securities and Exchange Board of India (Employees' Service) Regulations, 2001 SEBI | SBI FIXED MATURITY PLAN (FMP) Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI LOGIN PAGESECURITIES AND EXCHANGE BOARD OF INDIA ESTABLISHMENT OF SEBI. The Securities and Exchange Board Of India was established on 12 April,1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992 SEBI | INVESTOR COMPLAINTS CELL Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

CHAPTER XIII

GUIDELINES FOR PREFERENTIAL ISSUES. 13.0 The preferential issue of equity shares/ Fully Convertible Debentures (FCDs) / Partly Convertible Debentures (PCDs) or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock exchange, to any select group of persons under section SEBI | SELF-CERTIFIED SYNDICATE BANKS UNDER THE SYNDICATEONLINE SYNDICATE BANKSYNDICATE BANK HOMESYNDICATE BANK HOME PAGESYNDICATE BANK OF INDIASYNDICATE BANK OFFICIAL SITE Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | FRAMEWORK FOR LISTING OF COMMERCIAL PAPER Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 Date. Details SEBI (Alternative Investment Funds) Regulations, 2012 . 04-Jan-2017. SEBI (Alternative Investment Funds) (Amendment) Regulations, 2016 SEBI | CYBER SECURITY & CYBER RESILIENCE FRAMEWORK FOR Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | FILINGS

Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | NEWS LIST ALL May 05, 2021. Regulations. Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 May 03, 2021. Circulars. Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to

SEBI | REPORTS

Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

SEBI | CIRCULARS

Apr 29, 2021. Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020. Apr 29, 2021. Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 SEBI | PROCESSING STATUS : ISSUES Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | PROCESSING STATUS Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto

CHAPTER XIII

GUIDELINES FOR PREFERENTIAL ISSUES. 13.0 The preferential issue of equity shares/ Fully Convertible Debentures (FCDs) / Partly Convertible Debentures (PCDs) or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock exchange, to any select group of persons under section LOGIN - SECURITIES AND EXCHANGE BOARD OF INDIA VPN LOGIN. Use FTM Push. Token clock drift detected. Please input the next code and continue. SEBI | APPEAL NO. 4202 OF 2021 FILED BY GEETA KHATTAR Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto SEBI | AXIS QUANT FUND Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto * Skip to Main Content

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PARTICIPATE IN THE FIGHT AGAINST CORRUPTION - TAKE ONLINE INTEGRITY PLEDGE ::: PUBLIC NOTICE DATED OCTOBER 16, 2019 IN THE MATTER OF PACL LIMITED ::: "EXPRESSION OF INTERESTS RECEIVED IN RESPONSE TO PUBLIC NOTICE DATED AUGUST 23, 2019" ::: SEBI-NISM RESEARCH CONFERENCE- ''CHANGING LANDSCAPE OF SECURITIES MARKETS IN INDIA''- JANUARY 22ND -24TH , 2020 ::: INVITATION OF EXPRESSION OF INTEREST (EOI) FOR SALE OF PROPERTIES OF PACL LIMITED (REVISED NOTICE DATED AUGUST 23, 2019) ::: PACL- ORDER DATED JULY 30, 2019 OF HON'BLE SUPREME COURT ON REPORT FILED BY THE JUSTICE (RETD.) R M LODHA COMMITTEE ::: REPORT FILED PURSUANT TO THE ORDER DATED FEBRUARY 12, 2019 OF HON’BLE SUPREME COURT ::: REPORT OF PACL COMMITTEE WITH RESPECT TO ACTION TAKEN PURSUANT TO ORDER DATED JANUARY 08, 2019 OF HON’BLE SC ::: PACL-FAQS AND PUBLIC NOTICES ::: COMMITTEE'S REPORT PERTAINING TO SALE OF PROPERTY SUBMITTED TO HON'BLE SUPREME COURT OF INDIA ::: TOGETHER AGAINST CORRUPTION-ONLINE POSTER AND VIDEO COMPETITION (01.06.2019 TO 30.09.2019) ::: NOTIFICATION FOR THE ESTABLISHMENT OF THE LOCAL OFFICE OF THE BOARD AT VIJAYAWADA ::: SCHEME FOR CONDUCT OF AWARENESS PROGRAMS FOR COMMODITIES DERIVATIVES ::: WITH EFFECT FROM APRIL 1, 2019, TRANSFER OF SHARES HAS TO ESSENTIALLY BE IN DEMATERIALIZED MODE. What's New View All

NOV 06, 2019

MUTUAL FUNDS

* Axis Quant Fund

RECOVERY PROCEEDINGS * Remittance advice to Banks/Mutual Funds – RC No. 2448 of 2019 -

Vijay Suryavanshi

* Remittance advice to Banks/Mutual Funds – RC No. 1087 of 2017 -

Anand Kalu Marathe

* Remittance advice to Banks/Mutual Funds – RC No. 1086 of 2017 - Amar Premchand Walmiki * Remittance advice to Banks/Mutual Funds – RC No. 1085 of 2017 - Pannalal Ukaram Prajapati * Remittance advice to Banks/Mutual Funds – RC No. 1059 of 2016 against Jigar Praful Ghoghari UNSERVED SUMMONS / NOTICES * Unserved SCN dated May 27, 2019 issued to Siyaram Agro Industries ltd., Aslam Sayeed and Amritendu Bhattacharya in the matter of Siyaram Agro Industries Limited.

NOV 05, 2019

CIRCULARS

* Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign

Investors

* e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for

Resident Investors

* Enhanced Due Diligence for Dematerialization of Physical Securities

INFORMAL GUIDANCE

* Informal Guidance in the matter of Goldcrest Corporation Limited

ORDERS

* Appeal No. 3602 of 2019 filed by Ms. Shelley Das * Adjudication Order in the matter of Polytex India Ltd * Order in the matter of KLG Capital Services Limited * Settlement Order in respect of PC Jeweller Limited in the matter of

PC Jeweller Limited

PUBLIC ISSUES

* BURGER KING INDIA LIMITED RECOVERY PROCEEDINGS * Attachment Proceedings No. 5328 & 5329 of 2019 JMP Castings Ltd. in the matter of Non Redressal of Investor Grievances Recovery Certificate No. 2277 of 2019 * Attachment Proceeding Number 5333 for Recovery certificate number 2548 in the matter of Cals Refineries Ltd. * Attachment Proceeding Number 5332 for Recovery certificate number 2548 in the matter of Cals Refineries Ltd. * Release of attachments against Shri V Venkataramanujam in the matter of Asurre Agrwotech Ltd

SPEECHES

* Chairman’s speech dated November 5, 2019 on “25 years of democratizing Indian capital markets” at National Stock Exchange of

India, Mumbai

NOV 04, 2019

BUYBACKS

* K.P.R Mill Limited

CIRCULARS

* Enhanced Governance Norms for Credit Rating Agencies (CRAs) CLARIFICATIONS ON INSIDER TRADING * FAQs on SEBI PIT Regulations

MUTUAL FUNDS

* HSBC Ultra Short Duration Fund

NOV 01, 2019

ORDERS

* Appeal No. 3601 of 2019 filed by Mr. Harbans Singh Sahni * Appeal No 3598, 3599 and 3600 of 2019 filed by Prerit Misra * Order in the matter of enquiry proceedings against SPS Share

Brokers Pvt. Ltd.

* Order in the matter of Ritman Infra Ltd. * Adjudication Order against Keval India Limited

PROCESSING STATUS

* Processing Status : Issues * Processing Status: Takeovers

OCT 31, 2019

AUCTION NOTICE UNDER RECOVERY PROCEEDINGS * Auction Notice for Sale of Properties at Lower Parel, Bengaluru and Lonavala pursuant to directions of the Apex Court in the matter of Royal Twinkle Star Club Ltd. and Citrus Check Inns Ltd.

CIRCULARS

* Disclosure of divergence in the asset classification and provisioning by banks

MUTUAL FUNDS

* Axis Greater China Equity Fund NOTICE FOR MEETING ON SCHEMES * Notice for meeting in the matter of Scheme of Amalgamation between ASI Industries Ltd and Deejay Mining and Exports Pvt. Ltd.

ORDERS

* Adjudication Order in respect of B G Srinath and C K Nithyanad in the matter of NSE Colo -Dark Fibre * Adjudication Order in respect of Umesh Jain the matter of NSE Colo

- Dark Fibre

* Adjudication Order against ASE Capital Markets Limited * Adjudication Order against Paterson Securities Private Limited * Adjudication Order in respect of Lalkar Securities the matter of

ADF Foods Ltd.

* Adjudication Order in the matter of P.M. Telelinnks Ltd * Adjudication Order in respect of Alpha Graphic India Ltd. in the matter of Non redressal of Investor Grievances * Adjudication Order in the matter of Sunflower Broking Pvt. Ltd. * Adjudication Order in respect of Superstar Exports Pvt., Ltd., in the matter of Systematix Corporate Services Ltd. * Adjudication Order in respect of Corporate Professionals Capital Pvt., Ltd., in the matter of ECE Industries Ltd. RECOVERY PROCEEDINGS * Certificate No 2585_AP No 5314 & 5315 of 2019_Vista Management

Services Ltd

* Certificate No 2568_A.P No 5268 & 5269 of 2019_Vaibhav Pariwar

India Projects Ltd.

* Corrigendum to Notice of Demand dated 01.08.2019 wrt recovery proceedings against Samana Steels Ltd. in the matter of Non Redressal of Investor Grievances (Recovery Certificate No. 2420 of 2019) * Remittance advice to Banks/Mutual Funds – RC No. 609 of 2015 against Harish Amritlal Mehta in the matter of Shree Yaax Pharma & Cosmetics Ltd. under Attachment proceeding No. 1928 & 1929 of 2015 * Remittance advice to Banks/Mutual Funds – RC No. 602 of 2015 against Mr. Devang Dadia in the matter of Aarti Industries & Ors. under Attachment proceeding No. 1922 & 1923 of 2015 * Remittance advice to Banks/Mutual Funds – RC No. 623 of 2015 against Mr. Kalpesh Babaraya in the matter of G-Tech Info Training Ltd. under Attachment proceeding No. 1954 & 1955 of 2015 * Remittance advice to Banks/Mutual Funds – RC No. 628 of 2015 against Mr. Vithalbhai Gajera in the matter of Empower Industries India Ltd. under Attachment proceeding No. 1964 & 1965 of 2015 * Remittance advice to Banks/Mutual Funds – RC No. 499 of 2014 against issued against Star Corporation – Prop: Arun J Acharya in the matter of Kosian Industries Ltd. under Attachment proceeding No. 1683, 1684 & 1685 of 2014 * Attachment/ Prohibitory order of Bank Lockers for Recovery Certificate No. 2446 of 2019 - P. J. Chaudhary * SEBI-NISM Research Conference A joint research conference by SEBI and NISM on “Changing Landscape of Securities Markets in India” (22nd -24th January 2020). * Vigilance Awareness Week- 2019 “Integrity- A way of life”

* SEBI

Complaints Redress System : Register Complaints online Securities and Exchange Board of India (SEBI) has a new mechanism in place to improve investor grievance redressal significantly * e-Lodging of complaints

through SCORES

Save time. Avoid making physical complaints. Lodge your complaint through SCORES. Get electronic notification * Investor Awareness In our continuous endeavor towards educating investors and helping them make informed investments, our resources would be a great opportunity for you to learn more

* e-Registration

SEBI has introduced online system to promote ease of operations in terms of e-Registration, etc. * International Youth Contest "Together Against

Corruption!"

Together Against Corruption-Online Poster and Video Competition (01.06.2019 to 30.09.2019) * SEBI-NISM Research Conference A joint research conference by SEBI and NISM on “Changing Landscape of Securities Markets in India” (22nd -24th January 2020). * Vigilance Awareness Week- 2019 “Integrity- A way of life”

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DEPARTMENTS & DIVISIONS

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THE PREAMBLE OF THE SECURITIES AND EXCHANGE BOARD OF INDIA "...TO PROTECT THE INTERESTS OF INVESTORS IN SECURITIES AND TO PROMOTE THE DEVELOPMENT OF, AND TO REGULATE THE SECURITIES MARKET AND FOR MATTERS CONNECTED THEREWITH OR INCIDENTAL THERETO" VIEW ALL DEPARTMENTS

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COMMODITY DERIVATIVES MARKET REGULATION DEPARTMENT (CDMRD) THE COMMODITY DERIVATIVES MARKET REGULATION DEPARTMENT IS RESPONSIBLE FOR SUPERVISING THE FUNCTIONING AND OPERATIONS OF COMMODITY DERIVATIVE

EXCHANGES.

GO TO DEPARTMENT SECTION

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CORPORATION FINANCE DEPARTMENT (CFD) THE CORPORATION FINANCE DEPARTMENT DEALS WITH MATTERS RELATING TO (I) ISSUANCE AND LISTING OF SECURITIES, INCLUDING INITIAL AND CONTINUOUS LISTING REQUIREMENTS (II) CORPORATE GOVERNANCE AND ACCOUNTING/AUDITING STANDARDS (III) CORPORATE RESTRUCTURING THROUGH TAKEOVERS / BUY BACKS

(IV) DELISTING ETC.

GO TO DEPARTMENT SECTION

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DEPARTMENT ECONOMIC AND POLICY ANALYSIS (DEPA) THE DEPARTMENT WILL HANDLE ITS FUNCTIONS THROUGH THE FOLLOWING DIVISIONS: 1.STATISTICS DIVISION 2.PUBLICATION DIVISION 3.REGULATORY RESEARCH DIVISION 4.HISTORY CELL 5.POLICY RESEARCH DIVISION 6.SYSTEMATIC STABILITY UNIT 7.DIVISION OF COMMODITY RESEARCH (AGRICULTURE) & (NON AGRICULTURE) GO TO DEPARTMENT SECTION

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DEPARTMENT OF DEBT AND HYBRID SECURITIES (DDHS) THE DEPARTMENT OF DEBT AND HYBRID SECURITIES IS RESPONSIBE FOR MATTERS RELATED TO CORPORATE BONDS, LISTED DEBT SECURITIES, REAL ESTATE INVESTMENT TRUST, INFRASTRUCTURE INVESTMENT TRUST, DEEMED PUBLIC ISSUES OF DEBT SECURITIES AND COMPLAINTS IN RESPECT OF AFOREMENTIONED

AREAS OF WORK.

GO TO DEPARTMENT SECTION

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ENFORCEMENT DEPARTMENT - 1 (EFD1) CONTENTS REQUIRED FROM DEPARTMENT. GO TO DEPARTMENT SECTION

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ENFORCEMENT DEPARTMENT - 2 (EFD2) CONTENTS REQUIRED FROM DEPARTMENT. GO TO DEPARTMENT SECTION

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ENQUIRIES AND ADJUDICATION DEPARTMENT (EAD) THE ENQUIRIES AND ADJUDICATION DEPARTMENT WOULD HANDLE QUASI-JUDICIAL MATTERS AND PROVIDE TIMELY HEARINGS AND INITIATES ADJUDICATION BROUGHT BY THE OTHER DEPARTMENTS AGAINST ALLEGED VIOLATORS WHO ARE WITHIN SEBI'S DISCIPLINARY JURISDICTION. GO TO DEPARTMENT SECTION

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GENERAL SERVICES DEPARTMENT (GSD) THIS DEPARTMENT WOULD SUPPORT ALL OF THE INTERNAL OPERATIONS OF SEBI. GO TO DEPARTMENT SECTION

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RECOVERY AND REFUND DEPARTMENT (RRD) GO TO DEPARTMENT SECTION

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HUMAN RESOURCES DEPARTMENT (HRD) THE HUMAN RESOURCES DIVISION WILL PERFORM ALL THE FUNCTIONS IN ITS ROLE AS THE PRINCIPAL PERSONNEL AND HUMAN RESOURCES AUTHORITY IN SEBI. GO TO DEPARTMENT SECTION

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DIVISION OF FOREIGN PORTFOLIO INVESTORS & CUSTODIANS (DIVISION OF FOREIGN PORTFOLIO INVESTORS & CUSTODIA)

FPIC

GO TO DEPARTMENT SECTION

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INFORMATION TECHNOLOGY DEPARTMENT (ITD) THIS DEPARTMENT WOULD PERFORM ITS ROLE AS THE TECHNICAL SUPPORT GROUP

FOR SEBI.

GO TO DEPARTMENT SECTION

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INTEGRATED SURVEILLANCE DEPARTMENT (ISD) THE INTEGRATED SURVEILLANCE DEPARTMENT IS RESPONSIBLE FOR MONITORING MARKET ACTIVITY THROUGH MARKET SYSTEMS, DATA FROM OTHER DEPARTMENTS AND ANALYTICAL SOFTWARE. GO TO DEPARTMENT SECTION

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INVESTIGATIONS DEPARTMENT (IVD) THE INVESTIGATIONS DEPARTMENT IS RESPONSIBLE FOR: - CONDUCTING INVESTIGATIONS ON POTENTIALLY ILLEGAL MARKET ACTIVITIES. - PROVIDING REFERRALS TO THE ENFORCEMENT DEPARTMENT. - ASSISTING THE ENFORCEMENT DEPARTMENT IN ENFORCING SEBI ACTION AGAINST VIOLATORS. GO TO DEPARTMENT SECTION

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INVESTMENT MANAGEMENT DEPARTMENT (IMD) THE INVESTMENT MANAGEMENT DEPARTMENT IS RESPONSIBLE FOR REGISTERING AND REGULATING MUTUAL FUNDS, VENTURE CAPITAL FUNDS, FOREIGN VENTURE CAPITAL INVESTORS, COLLECTIVE INVESTMENT SCHEMES, INCLUDING PLANTATION SCHEMES, FOREIGN INSTITUTIONAL INVESTORS, PORTFOLIO MANAGERS AND

CUSTODIANS

GO TO DEPARTMENT SECTION

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LEGAL AFFAIRS DEPARTMENT (LAD) THE DEPARTMENT OF LEGAL AFFAIRS WOULD BE RESPONSIBLE TO PROVIDE LEGAL COUNSEL TO THE BOARD AND TO ITS OTHER DEPARTMENTS, AND TO HANDLE NON-ENFORCEMENT LITIGATION. GO TO DEPARTMENT SECTION

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MARKET INTERMEDIARIES REGULATION AND SUPERVISION DEPARTMENT (MIRSD) THE MARKET INTERMEDIARIES REGULATION AND SUPERVISION DEPARTMENT IS RESPONSIBLE FOR THE REGISTRATION, SUPERVISION, COMPLIANCE MONITORING AND INSPECTIONS OF ALL MARKET INTERMEDIARIES IN RESPECT OF ALL SEGMENTS OF THE MARKETS VIZ. EQUITY, EQUITY DERIVATIVES, CURRENCY DERIVATIVES, DEBT AND DEBT RELATED DERIVATIVES. GO TO DEPARTMENT SECTION

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MARKET REGULATION DEPARTMENT (MRD) THE MARKET REGULATION DEPARTMENT (MRD) IS RESPONSIBLE FOR FORMULATION OF POLICY AND SUPERVISION OF FUNCTIONING AND OPERATIONS OF MARKET INFRASTRUCTURE INSTITUTIONS (MIIS) SUCH AS, STOCK EXCHANGES, DEPOSITORIES AND CLEARING CORPORATIONS. MRD CONSISTS OF THE FOLLOWING

DIVISIONS:

GO TO DEPARTMENT SECTION

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OFFICE OF INTERNATIONAL AFFAIRS (OIA) THE OFFICE WOULD PERFORM THE FOLLOWING: -IMPLEMENT INFORMATION-SHARING INITIATIVES WITH INTERNATIONAL REGULATORS -PARTICIPATE IN INTERNATIONAL REGULATORY ORGANIZATIONS -HANDLE ALL MATTERS RELATED TO FOREIGN ASSISTED PROJECTS -ESTABLISH GUIDELINES FOR INTERACTION WITH FOREIGN GOVERNMENT AGENCIES AND FOREIGN GO TO DEPARTMENT SECTION

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OFFICE OF INVESTOR ASSISTANCE AND EDUCATION (OIAE) THE OFFICE WILL SUPPORT SEBI'S OPERATION BY HANDLING INVESTOR COMPLAINTS CENTRALLY AND BE THE FOCAL POINT OF SEBI'S INVESTOR EDUCATION EFFORT.THE OFFICE WOULD BE THE SINGLE POINT INTERFACE WITH INVESTORS AND WOULD RECEIVE COMPLAINTS RELATING TO ALL DEPARTMENTS, FORWARD TO THE CONCERNED DEPARTMENTS. GO TO DEPARTMENT SECTION

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OFFICE OF THE CHAIRMAN (OCH) THE DEPARTMENT WILL HANDLE ITS FUNCTIONS THROUGH THE FOLLOWING DIVISIONS: - OFFICE OF THE EXECUTIVE ASSISTANT TO CHAIRMAN GO TO DEPARTMENT SECTION

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REGIONAL OFFICES (RO'S) THE REGIONAL OFFICE WILL HANDLE WORK AS PER EXISTING DELEGATION AND SHALL CONTINUE TO REPORT TO FUNCTIONAL HEADS FOR SPECIFIC DEPARTMENTAL FUNCTIONS WHILE REPORTING ADMINISTRATIVELY TO SEBI EXECUTIVE

DIRECTORS.

GO TO DEPARTMENT SECTION

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VIGILANCE DEPARTMENT (VIGILANCE DEPT.) VIGILANCE DEPARTMENT IS HEADED BY CHIEF VIGILANCE OFFICER (CVO) GO TO DEPARTMENT SECTION

INVESTOR COMPLAINTS

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